Dalarna University's logo and link to the university's website

du.sePublications
Change search
CiteExportLink to record
Permanent link

Direct link
Cite
Citation style
  • apa
  • ieee
  • modern-language-association-8th-edition
  • vancouver
  • chicago-author-date
  • chicago-note-bibliography
  • Other style
More styles
Language
  • de-DE
  • en-GB
  • en-US
  • fi-FI
  • nn-NO
  • nn-NB
  • sv-SE
  • Other locale
More languages
Output format
  • html
  • text
  • asciidoc
  • rtf
From time series to image analysis: A transfer learning approach for night setback identification of district heating substations
Dalarna University, School of Information and Engineering, Energy Technology. Dalarna University, School of Information and Engineering, Microdata Analysis.
Dalarna University, School of Information and Engineering, Energy Technology.ORCID iD: 0009-0005-9937-4217
Dalarna University, School of Information and Engineering, Computer Engineering.ORCID iD: 0000-0002-1429-2345
2021 (English)In: Journal of Building Engineering, E-ISSN 2352-7102, Vol. 43, article id 102537Article in journal (Refereed) Published
Place, publisher, year, edition, pages
2021. Vol. 43, article id 102537
National Category
Energy Systems
Identifiers
URN: urn:nbn:se:du-37271DOI: 10.1016/j.jobe.2021.102537ISI: 000697043900001Scopus ID: 2-s2.0-85105692294OAI: oai:DiVA.org:du-37271DiVA, id: diva2:1560139
Available from: 2021-06-03 Created: 2021-06-03 Last updated: 2025-11-14Bibliographically approved
In thesis
1. Machine learning for building energy system analysis
Open this publication in new window or tab >>Machine learning for building energy system analysis
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Buildings account for approximately 40% of the global energy, and Heating, Ventilation, and Air Conditioning (HVAC) contributes to a large proportion of building energy consumption. Two main negative characteristics that contribute to performance degradation and energy waste in an HVAC system are inappropriate control strategies and faults. These two negative characteristics are the focus areas of this thesis. As a type of HVAC system, district heating (DH) plays an important role in sustainable thermal energy production and dominates the heat market in Sweden. However, analysis of district heating has not been well studied in the literature, therefore, district heating substations are selected as the target systems for analysis in this thesis, where night setback control setting, and abrupt fault/anomaly detection are the two problem domains analyzed. One of the main reasons for these problems is the lack of effective methods for detecting such negative characteristics. The knowledge gaps found in these two problem domains are that studies focusing on night setback identification are not found in the literature, and while deep learning (DL) methods show great potential in terms of fault detection and diagnosis (FDD), they are not systematically evaluated, and the application of deep learning methods for HVAC fault detection and diagnosis is scarce. Therefore, this thesis aims at addressing these research gaps. Different machine learning (ML) methods are investigated for night setback identification in the first study using a relatively small dataset. The main contributions of this thesis to microdata analysis are that it proposes a new perspective of sequential data analysis by converting the original time series data into corresponding images. Thus the original research problem is shifted from time series analysis to image analysis, which enables the use of transfer learning to improve model performance. In addition, the proposed approach can be customized and generalized to analyze other building energy systems as well as solving other research problems in the energy domain. The second part of the thesis contributes to the understanding of how data is analysed by performing a meta-analysis. It not only analyses the effectiveness of deep learning methods for performing HVAC FDD quantitively, but also investigates outlier studies and publication bias. These analysis results give future researchers in this field an unbiased perspective and help them avoid overestimating effectiveness, either due to outlier studies or publication bias. The result shows that bidirectional long short-term memory (BDLSTM) with attention mechanism outperforms other benchmarking methods included in this study. However, the labeling process used in this study is difficult, since by inspecting the original time series data, the dataset is balanced, whereas in real life, there are much fewer substations with night setback settings enabled. Most importantly, this approach is difficult to generalize to a large number of substations. To address these drawbacks, the second study reformulated the research problem from time series to image analysis by converting the original time series data into corresponding heat map images. Then, a transfer learning approach is proposed to classify these images. Results show that MobilenetV2 outperforms other benchmark models in terms of f1 score, while Squeezenets are relatively lighted weighted in terms of training time and model sizes and works well This approach provides a feasible solution that can be used for a relatively large, real-world, and imbalanced dataset with overall high accuracy. It is also concluded that night setback patterns are more easily observed from heatmap images, compared to the original time series. Therefore, the proposed approach reduces the complexity of data labeling, and, even if the model fails, it is flexible and easy to switch to manual judgment. In terms of fault detection and diagnosis, the third study reviews and analyzes deep learning methods for HVAC fault detection and diagnosis in a systematic way. It is concluded that long short-term memory (LSTM) and 1D convolutional neural network (CNN) are effective methods for HVAC FDD by design without extra data transformation, while 2D CNNs gain their popularity in recent years due to the increased diversity of collected data. Meta-analysis results show that deep learning methods are effective for HVAC fault detection and diagnosis. However, publication bias exists, which suggests small studies without significant results are not published, hence, the effectiveness of the included studies can be overestimated. Based on the conclusion from the systematic review, an LSTM-based model is proposed for abrupt faults/anomaly detection. Results show that performance varies based on the threshold values. A lower threshold value results in a better recall, while a higher threshold value results in better precision, and there is a trade-off between recall and precision. Therefore, the choice of the threshold depends on the cost of investigating false alarms versus that of missed out faults.

Place, publisher, year, edition, pages
Borlänge: Dalarna University, 2022
Series
Dalarna Doctoral Dissertations ; 22
Keywords
district heating, machine learning, deep learning, HVAC, neural networks
National Category
Computer Engineering
Identifiers
urn:nbn:se:du-42714 (URN)978-91-88679-38-3 (ISBN)
Public defence
2022-11-25, room 322, Borlänge, 13:00 (English)
Opponent
Supervisors
Available from: 2022-10-24 Created: 2022-09-19 Last updated: 2025-10-09Bibliographically approved

Open Access in DiVA

fulltext(9078 kB)434 downloads
File information
File name FULLTEXT01.pdfFile size 9078 kBChecksum SHA-512
fb03d0b27564f17f67ecc13f1efe118af880e3775667c9bebbd06f21da2b2c987bf757ae19e9c85a45d64c9a46c44935e8bd9ef0435e21b113d0306521c342e5
Type fulltextMimetype application/pdf

Other links

Publisher's full textScopus

Authority records

Zhang, FanBales, ChrisFleyeh, Hasan

Search in DiVA

By author/editor
Zhang, FanBales, ChrisFleyeh, Hasan
By organisation
Energy TechnologyMicrodata AnalysisComputer Engineering
In the same journal
Journal of Building Engineering
Energy Systems

Search outside of DiVA

GoogleGoogle Scholar
Total: 435 downloads
The number of downloads is the sum of all downloads of full texts. It may include eg previous versions that are now no longer available

doi
urn-nbn

Altmetric score

doi
urn-nbn
Total: 464 hits
CiteExportLink to record
Permanent link

Direct link
Cite
Citation style
  • apa
  • ieee
  • modern-language-association-8th-edition
  • vancouver
  • chicago-author-date
  • chicago-note-bibliography
  • Other style
More styles
Language
  • de-DE
  • en-GB
  • en-US
  • fi-FI
  • nn-NO
  • nn-NB
  • sv-SE
  • Other locale
More languages
Output format
  • html
  • text
  • asciidoc
  • rtf